Inspection, enquiry and audit powers require bullion market entities, shareholders, management and employees to cooperate with regulatory oversight. Inspection, enquiry and audit powers permit the Authority to inspect, conduct enquiries into, and audit bullion market entities, including exchanges, ... Summary
Inspection, enquiry and audit powers require bullion market entities, shareholders, management and employees to cooperate with regulatory oversight.
Inspection, enquiry and audit powers permit the Authority to inspect, conduct enquiries into, and audit bullion market entities, including exchanges, clearing corporations, depositories, vault managers, trading members and clearing members, as well as specified associated persons, shareholders and shareholder agents. Entities and persons subject to inspection, including senior management, directors, officers and employees, must cooperate.
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