Liability for contravention of the Act, rules or the regulations

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....y action specified under securities laws or under any other law for the time being in force.  (2) Such action may be taken for violation of any provisions of the Act, rules and regulations made there under as well as of any circular or guidelines etc. issued by the Board including for, - (a) charging of brokerage which is in excess of brokerage specified in the regulations or the ....

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....ange in violation of provisions of the Securities Contracts (Regulation) Act, 1956 or rules made or notifications issued thereunder; (i) failure without reasonable cause- (i) to produce to the investigating authority or any person authorized by it in this behalf, any books or registers; (ii) to appear before the investigating authority personally or to answer any questio....