https://www.taxtmi.com/acts?id=52417 Stock brokers are subject to liability under securities laws for contraventions of the Act, its rules and Board-issued guidelines. Action may be taken for breaches such as excess brokerage, trading without registration, trading outside recognised exchanges, market manipulation, loss of exchange membership or defaulter status. Obligations include complying with Board directions, cooperating with inspection and investigation authorities, producing books and information, appearing and answering questions, signing examination notes, filing returns, furnishing documents within prescribed timeframes, and paying penalties or complying with adjudicating officer orders. en-us Thu, 08 Jan 2026 11:54:35 +0530 Thu, 08 Jan 2026 13:18:43 +0530 TaxTMI RSS Generator https://www.taxtmi.com/acts?id=52417 Stock brokers are subject to liability under securities laws for contraventions of the Act, its rules and Board-issued guidelines. Action may be taken for breaches such as excess brokerage, trading without registration, trading outside recognised exchanges, market manipulation, loss of exchange membership or defaulter status. Obligations include complying with Board directions, cooperating with inspection and investigation authorities, producing books and information, appearing and answering questions, signing examination notes, filing returns, furnishing documents within prescribed timeframes, and paying penalties or complying with adjudicating officer orders. Act-Rules SEBI Thu, 08 Jan 2026 11:54:35 +0530 https://www.taxtmi.com/acts?id=52417