Notification Under Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007

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....CERTIFICATION OF ASSOCIATED PERSONS IN THE SECURITIES MARKETS) REGULATIONS, 2007. F. No. SEBI/LAD-NRO/GN/2025/249.- In terms of regulation 3 of the Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007 (hereinafter referred to as "the CAPS Regulations, 2007"), the Board may require, by notification, any category of associated pers....

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....he National Institute of Securities Market. 2. Now, in terms of Regulation 3 of the CAPS Regulations, 2007 read with sub-clause (i) of clause (g) of regulation 4 of the Securities and Exchange Board of India (Alternative Investment Funds) Regulations, 2012, the Board hereby notifies that: (i) at least one key personnel, amongst the associated persons functioning in the key investment team of t....

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.... at least one key personnel, amongst the associated persons functioning in the key investment team of the Manager of Category III Alternative Investment Fund, shall obtain certification from the National Institute of Securities Market by passing either the NISM Series-XIX-C: Alternative Investment Fund Managers Certification Examination as mentioned in the communiqué No. NISM/ Certification....