Application for Grant of Certificate of Registration

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....s.  3. Application for registration shall be considered, only if it is complete in all respects.  4. All answers shall be typed.  5. Information that needs to be supplied in more detail may be given on separate sheets which shall be attached to the application form.  6. All signatures on the application shall be original.  7. Every page of the form as well as every additional sheet shall be initialled by the authorised signatory of the applicant. 1.0 PARTICULARS OF THE APPLICANT 1.1 Name, address of the registered office, address for correspondence, telephone number(s), fax number(s) and name of the contact person of the company. Address of branch offices, if any.  1.2 Date of incorporat....

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....ompany and whether the existing infrastructure is adequate Any further plan for additional/ improved infrastructure to be indicated. 5.0 MAJOR SHAREHOLDERS 5.1 List of major shareholders (holding 5% and above of applicant directly or along with associates)  Shareholding as on: .................................. Name of shareholder No. of Shares held % age of total paid up capital of the company       6.0 ASSOCIATE CONCERNS 6.1 Particulars of associate companies/concerns which shall include name, address, type of activity handled, nature of interest of the Applicant company in the associate, nature of interest of promoter(s) of the applicant in the associate. 6.2 Whether the Board....

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....ictions (if any). (c) Any disciplinary action taken against Index Provider in last 5 years. (d) Any refusal or withdrawal of authorization by a regulatory authority. (e) How many employees are involved in Index administration? (f) Educational Qualification of such employees. 9.0 FINANCIAL INFORMATION ABOUT THE APPLICANT  9.1 Net worth Items Year prior to the preceding year of the current year Preceding year Current year (a) Paid-up capital       (b) Free reserves (excluding revaluation reserves)       Total (a) + (b)           ....

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....f my registration. I/We declare that the information supplied in the application form is complete and correct. For and on behalf of _________________________________________________________________________ (Name of Applicant) _________________________________________________________________________ Director Director Enclosure: 1. Certificate of registration/ incorporation 2. Detailed recent report on adherence to International Organization of Securities Commissions Principles of Financial Benchmarks where compliance assessment is carried out by independent audit conducted by external professional FORM B SECURITIES AND EXCHANGE BOARD OF INDIA (INDEX PROVIDERS) REGULATIONS, 2024 [See Regulation 9(1)] ....