Trading Preferences by Clients

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.... - 3 of the circular no. CIR/MIRSD/16/2011 dated August 22, 2011(now rescinded due to issuance of Master Circular for Stock Brokers dated May 17, 2023), prescribed trading account related details, which clients would need to provide while opening a trading account with a stock broker. 2. Vide, Para C of the aforementioned Annexure, the format of Trading Preferences has been prescribed as under:....

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....ded to standardize the format of "Trading Preferences" in order to ensure that clients are permitted to access all the stock exchanges in which the stock brokers are registered for the same segment. 5. Accordingly, Para C of Annexure - 8 of "Master Circular for Stock Brokers" with reference no. SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/71 dated May 17, 2023, stands modified as under: C. TRADING P....

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....hs from the effective date of the circular and inform their respective clients through email / SMS. Clients shall be given a choice to opt out of such access by providing negative consent in this regard. Further, the stock brokers shall activate / deactivate the segments based on the preference of the clients. 7. The aforementioned provisions shall also be applicable to the clients registered i....