Trading Preferences: brokers must register clients on all active exchanges for opted segments, with opt-out via negative consent. Requires brokers to register new clients on all active stock exchanges for chosen segments and to offer existing clients default access on all active exchanges for segments already opted into, with notification via email/SMS and provision for client negative consent (opt-out); brokers must activate/deactivate segments per client preference and exchanges must amend rules, monitor compliance through half-yearly audits/inspections and report monthly to SEBI.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Trading Preferences: brokers must register clients on all active exchanges for opted segments, with opt-out via negative consent.
Requires brokers to register new clients on all active stock exchanges for chosen segments and to offer existing clients default access on all active exchanges for segments already opted into, with notification via email/SMS and provision for client negative consent (opt-out); brokers must activate/deactivate segments per client preference and exchanges must amend rules, monitor compliance through half-yearly audits/inspections and report monthly to SEBI.
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