Notification under Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007

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....nge Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007. SEBI/LAD-NRO/GN/2019/41.-In terms of Regulation 3 of the Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007, the Board hereby issues the following notification: 1. The associated persons functioning as approved users an....

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....mploys any such associated person who is an approved user or sales personnel, after the date of this notification, shall ensure that such person obtains certification by passing the Commodity Derivatives Certification Examination within one year from the date of their employment. Provided further that an associated person, who being an approved user or sales personnel, has obtained any of the f....