Notification under Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007 - SEBI/LAD-NRO/GN/2019/41 - SEBI
📋
Contents
Cases Cited
Referred In
Notifications
Circulars
Forms
Manuals
Acts
Rules & Regulations
Case Laws New
Ref Provisions New
Plus +
Source NTF
Summary
Similar
Note
Bookmark
Share
✓ Copied successfully !
Print
Print Options
For full text, please login
Login to TaxTMI
Verification Pending
The Email Id has not been verified. Click on the link we have sent on
Commodity Derivatives Certification mandated for approved users and sales personnel; transitional periods and specified exemptions apply. Associated persons functioning as approved users and sales personnel in the commodity derivatives segment must obtain the NISM-Series-XVI Commodity Derivatives Certification Examination; trading members must ensure compliance. Existing role-holders must obtain certification within a transitional period, new hires within a shorter transitional period, and specified prior certifications (MCCP, NICR Commodity Trader, NSE Commodity Market Module) are exempt until their validity expires. The notification is effective on publication in the Official Gazette.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Commodity Derivatives Certification mandated for approved users and sales personnel; transitional periods and specified exemptions apply.
Associated persons functioning as approved users and sales personnel in the commodity derivatives segment must obtain the NISM-Series-XVI Commodity Derivatives Certification Examination; trading members must ensure compliance. Existing role-holders must obtain certification within a transitional period, new hires within a shorter transitional period, and specified prior certifications (MCCP, NICR Commodity Trader, NSE Commodity Market Module) are exempt until their validity expires. The notification is effective on publication in the Official Gazette.
Full Summary is available for active users!
Note: It is a system-generated summary and is for quick reference only.