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....; ************* NOTES:- 1 Inserted by the SEBI (Stock Brokers and Sub-brokers) (Amendment) Regulations, 2003, w.e.f. 23-09-2003. 2 The words, '(k)' omitted by the SEBI (Stock Brokers....

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....t with the stock-broker for specifying the scope of his authority and responsibilities; ^1[(d) comply with the rules, regulations and bye-laws of the stock exchange; (e) not be affiliated to mor....

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