Application for grant of certificate of registration

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....t banker unless it has obtained a certificate of registration from the Board under these regulations. (2) An application by a person for grant of a certificate of registration shall be made to the Board in Form A. (3) An application for registration made under sub-regulation (2) shall be accompanied by a nonrefundable application fee as specified in Schedule II. (4) The application under ....

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....ord ―initial was omitted by the Securities and Exchange Board of India (Change In Conditions Of Registration Of Certain Intermediaries) (Amendment) Regulations,2016 w.e.f. 08-12-2016. 3 Inserted by the Securities and Exchange Board of India (Merchant Bankers) (Amendment) Regulations, 2011 w.e.f. 05-07-2011. 4 The word ―initial was omitted by the Securities and Exchange Boar....

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....] registration]. 3. (1) An application by a person for grant of a certificate ^3[of ^4[****] registration] shall be made to the Board in Form A. ^5[(1A) An application for registration made under sub-regulation (1) shall be accompanied by a non-refundable application fee as specified in Schedule II.] (2) The application under sub-regulation (1) shall be made for any one ....

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....his regulation, with effect from 9th December, 1997: (i) an application under sub-regulation (2) can be made only for carrying on the activities mentioned in clause (a) therein, and (ii) ^7[****] (iii) an applicant can carry on the activity as portfolio manager only if he obtains separate certificate of registration under the provisions of the Securities and Exchange Boa....