Action on inspection or investigation report

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Full Text of the Document

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....ake such action as the Board or Chairman may deem fit and appropriate including action under [Chapter V of the SEBI (Intermediaries) Regulations, 2008.]]   ************* NOTES:- 1 Substituted by the SEBI (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002, w.e.f. 27-9-2002. Prior to its substitution, regulation 20 read as under: "20. Com....