TaxTMI 
TaxTMI 
Application for Grant of Certificate of Registration as Alternative Investment Fund
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....more detail may be given on separate sheets which should be attached to the application form and appropriately numbered. 7. The application must be signed and all signatures must be original. 8. The application must be accompanied by an application fee as specified in the Second Schedule to these regulations. 1. GENERAL INFORMATION (a) Name, address of the registered office, address for correspondence and principal place of business, telephone number(s), fax number(s), e-mail address of the applicant. (b) Name, direct line number, mobile number and e-mail of the contact person(s). (c) Legal structure of applicant - Whether the applicant is a company or trust or limited liability partnership or a body corporate. (d) Date and place of incorporation/ establishment. ^3[(e) Category under which the application is made - 1. Category I Alternative Investment Fund-Venture Capital Fund ^6[1A. Category I Alternative Investment Fund-Angel Fund] 2. Category I Alternative Investment Fund-Social ^4[Impact] Fund 3. Category I Alternative Investment Fund-SME Fund 4. Category I Alternative Investment Fund-Infrastructure Fund ....
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.... extract of the Memorandum of Association) 4. Whether the applicant is prohibited by its memorandum and articles of association from making an invitation to the public to subscribe to its securities; III. In case applicant is a limited liability partnership: 1. Write-up on the activities of the applicant 2. Beneficial ownership pattern and profile of the partners (Enclose Identity proof and address proof of the partners) 3. Whether the partnership deed is ^1[duly filed] under the provisions of the Limited Liability Partnership Act, 2008 and permits carrying on of the activity of an Alternative Investment Fund (Enclose relevant extract of the Partnership Deed) 4. Whether the applicant is prohibited by its partnership deed from making an invitation to the public to subscribe to its securities; IV. In case applicant is a Body Corporate 1. Write-up on the activities of the applicant 2. Shareholding pattern and profile of the directors (Enclose Identity proof and address proof of the directors) 3. Whether the applicant is set up or established under the laws of the Central or State Legislature 4. Whether the applicant is permitted carrying on of the acti....
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....Manager including past experience in advising or managing pools of capital or in fund or asset or wealth or portfolio management or in the business of buying, selling & dealing of securities or other financial assets. (e) Identity proof and address proof of the Manager (if manager is an individual)/ directors of Manager (if manager is a company)/ partners of the Manager (if manager is an limited liability partnership). (f) In case of Manager being a company or limited liability partnership, shareholding pattern /Partnership interests and profile of the directors /Partners (g) Brief profile of Key Investment Team including experience and professional qualification (h) Copies of the financial statements for the previous financial year (i) Whether, the Manager has managed/advised any Alternative Investment Funds/ Venture Capital Funds previously, which are registered with the Board. If yes, details of the same. 5. DETAILS OF BUSINESS PLAN AND INVESTMENT STRATEGY (a) Investment objective and investment style/ strategy of the fund. (b) The target investors (c) The target industries/ sectors, if any (d) Proposed corpus (e) Proposed fees to the Sponsor and....
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....tion provided in the application. We further agree that we shall comply with, and be bound by the Securities and Exchange Board of India Act, 1992, and the Securities and Exchange Board of India (Alternative Investment Funds) Regulations, 2012, and Government of India guidelines/instructions as may be announced by the Securities and Exchange Board of India from time to time. We further agree that as a condition of registration, we shall abide by such operational instructions/directives as may be issued by the Securities and Exchange Board of India from time to time. For and on behalf of____________________________________________________ (Name of the applicant) Authorized signatory (Signature) FORM B Securities and Exchange Board of India (Alternative Investment Funds) Regulations, 2012 See regulation 6 Certificate of registration as Alternative Investment Fund I. In exercise of the powers conferred by sub-section (1) of section 12 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), read with the regulations made thereunder, the Board hereby grants a certificate of registration to ________________________________________________....