Internal Audit for stock brokers/trading members/clearing members

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Full Text of the Document

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....nal Audit for stock brokers/trading members/clearing members In partial modification of SEBI circular No. MIRSD/ DPSIII/ Cir-26/ 08 dated August 22, 2008 on the above subject, it has now been decided that stock brokers/trading members/clearing members shall carry out complete internal audit on a half yearly basis by chartered accountants, company secretaries or cost and management accountants who....