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Code of Conduct for Investment Adviser

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Full Text of the Document

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....tly, fairly and in the best interests of its clients and in the integrity of the market. 2. Diligence An investment adviser shall act with due skill, care and diligence in the best interests of its clients and shall ensure that its advice is offered after thorough analysis and taking into account available alternatives. 3. Capabilities An investment adviser shall have and employ effectively ....

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Full Text of the Document

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....rest An investment adviser shall try to avoid conflicts of interest as far as possible and when they cannot be avoided, it shall ensure that appropriate disclosures are made to the clients and that the clients are fairly treated. 8. Compliance An investment adviser including its 2[partners, principal officer and persons associated with investment advice] shall comply with all regulatory requi....

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