Redressal of client grievances

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Full Text of the Document

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.... may be specified by the Board.] (2) An investment adviser shall have adequate procedure for expeditious grievance redressal. (3) Client grievances pertaining to financial products in which investments have been made based on investment advice, shall fall within the purview of the regulator of such financial product. (4) Any dispute between the investment adviser and his client 1[shall be submi....