Issuance of Certificates or Receipts/Letters/Advices for securities and dealing with unclaimed securities
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.... Receipts/Letters/Advices for securities and dealing with unclaimed securities. 39. (1) The listed entity shall comply with Rule 19(3) of Securities Contract (Regulations) Rules, 1957 in respect of Letter/Advices of Allotment, Acceptance or Rights, transfers, subdivision, consolidation, renewal, exchanges, issuance of duplicates thereof or any other purpose. ^7[(2) The listed entity shall ef....
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....h securities issued pursuant to the public issue or any other issue, physical or otherwise, which remain unclaimed and/or are lying in the escrow account, as applicable. ************** NOTES:- 1. Substituted vide Notification No. SEBI/LAD-NRO/GN/2022/66 dated 24-01-2022 before it was read as, "issue" 2. Inserted vide Notification No. SEBI/LAD-NRO/GN/2022....
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