Share Transfer Agent
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....lity in-house: Provided that, in the case of in-house share transfer facility, as and when the total number of holders of securities of the listed entity exceeds one lakh, the listed entity shall either register with the Board as a ^7[Registrar to an issue and share transfer agent] or appoint Registrar to an issue and share transfer agent registered with the Board. (2) The listed ....
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....gistrar to an issue and share transfer agent]. (5) The listed entity shall intimate such appointment, referred to in sub-regulation (4), to the stock exchange(s) within seven days of entering into the agreement. (6) The agreement referred to in sub-regulation (4) shall be placed in the subsequent meeting of the board of directors: Provided that the requirements of this regulation shall no....
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....it a compliance certificate to the exchange, duly signed by both the compliance officer of the listed entity and the authorised representative of the share transfer agent, wherever applicable, within ^2[thirty days from the] end of ^3[****] the financial year, certifying compliance with the requirements of sub- regulation (2)." 5. Substituted vide Notification No. SEBI/LAD-NRO/GN/....
TaxTMI