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Code of Conduct for Investor Associations (IAs)

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Full Text of the Document

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....sed code of conduct. It has also been decided that every SEBI recognised Investor Association shall submit a letter of compliance with this code of conduct every year in the first week of April for the preceding financial year and also along with the application for renewal of recognition. 2. A copy the circular is made available on the investor website, www.investor.sebi.gov.in. 3. This circula....

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Full Text of the Document

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.... its duties to the investors and regulatory authorities. 4. The Association shall be manned by people with appropriate level of knowledge, competency, skill and experience. 5. The Association shall establish and maintain adequate infrastructural facility to be able to discharge services to the investors adequately. 6. The Association shall abide by the provisions of the guidelines issued by SEB....