https://www.taxtmi.com/circulars?id=58572 The circular mandates a Code of Conduct for SEBI recognised Investor Associations requiring disclosure of objectives to members, adherence to honesty, integrity and fairness, adequate staffing and infrastructure, comprehensive record keeping backed by operation manuals, regular updating and dissemination of regulatory developments, and cooperation with SEBI. Governance limits include representation only by executive committee/governing board members and disqualification of persons against whom adverse Board orders have been passed. IAs must not promote issuers or act as agents and must submit an annual letter of compliance. en-us Mon, 01 Nov 2010 00:00:00 +0530 Fri, 21 Dec 2018 17:30:00 +0530 TaxTMI RSS Generator https://www.taxtmi.com/circulars?id=58572 The circular mandates a Code of Conduct for SEBI recognised Investor Associations requiring disclosure of objectives to members, adherence to honesty, integrity and fairness, adequate staffing and infrastructure, comprehensive record keeping backed by operation manuals, regular updating and dissemination of regulatory developments, and cooperation with SEBI. Governance limits include representation only by executive committee/governing board members and disqualification of persons against whom adverse Board orders have been passed. IAs must not promote issuers or act as agents and must submit an annual letter of compliance. Circulars SEBI Mon, 01 Nov 2010 00:00:00 +0530 https://www.taxtmi.com/circulars?id=58572