Format

X X   X X   Extracts   X X   X X

Full Text of the Document

X X   X X   Extracts   X X   X X

....ellip;………………………………………. the Securities and Exchange Board of India (SEBI) has prima facie observed that you have violated the following provisions of the securities laws: (i) ………….. (ii) ………….. (iii) …………......

X X   X X   Extracts   X X   X X

Full Text of the Document

X X   X X   Extracts   X X   X X

....emittance of a settlement amount of Rs. …………..to SEBI in terms of ….. ………………… (provision) of SEBI (Settlement Proceedings) Regulations, 2018 within 30 calendar days from the date of receipt of this notice and upon complying with the following non-monetary terms (if applicable): (i) . ………&hell....

X X   X X   Extracts   X X   X X

Full Text of the Document

X X   X X   Extracts   X X   X X

....S:- 1. Omitted vide Notification No. SEBI/LAD-NRO/GN/2020/24 dated 22-07-2020 before it was read as, "Part-B (See regulation 18) Format To Date ……. Address Sub: Notice of settlement in the matter of ..................................... During the course of investigation/ inspection/ inquiry/ audit in the matter of ………………&hel....

X X   X X   Extracts   X X   X X

Full Text of the Document

X X   X X   Extracts   X X   X X

....ot confer any right to seek settlement or avoid any action initiated by the Board. 4. Subject to regulation 5 of the SEBI (Settlement Proceedings) Regulations, 2018, the aforesaid proceedings to be initiated may, be settled and disposed of upon filing of a settlement application under Chapter-II of the SEBI (Settlement Proceedings) Regulations, 2018 within 15 calendar days from the date of receip....