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.... the matter of .................................................... the Securities and Exchange Board of India (SEBI) has prima facie observed that you have violated the following provisions of the securities laws: (i) .............. (ii) .............. (iii) .............. (iv) .............. Extracts of the findings are enclosed. 2. In view of the afores....

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....ion) of SEBI (Settlement Proceedings) Regulations, 2018 within 30 calendar days from the date of receipt of this notice and upon complying with the following non-monetary terms (if applicable): (i) . ..................... (ii) ............................ (please specify any other terms) 5. In case the settlement application is not filed or the settlement amount is not remitte....

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.... Date ....... Address Sub: Notice of settlement in the matter of ..................................... During the course of investigation/ inspection/ inquiry/ audit in the matter of .................................................... the Securities and Exchange Board of India (SEBI) has prima facie observed that you have violated the following provisions of the securities laws: ....