https://www.taxtmi.com/acts?id=33241 Schedule III, Part A provides a notice template for summary settlement where SEBI prima facie finds securities law violations, encloses findings, and warns that proceedings may be initiated. It preserves the Board's right to modify charges. Subject to Regulation 5 and Chapter II, settlement is available on filing a settlement application, remitting the prescribed settlement amount and complying with any non monetary terms within the stipulated period; failure to comply permits initiation or continuation of proceedings and restricts subsequent settlement applications to later stages of adjudication or judicial proceedings. en-us Thu, 20 Dec 2018 11:59:09 +0530 Tue, 17 Sep 2024 12:42:00 +0530 TaxTMI RSS Generator https://www.taxtmi.com/acts?id=33241 Schedule III, Part A provides a notice template for summary settlement where SEBI prima facie finds securities law violations, encloses findings, and warns that proceedings may be initiated. It preserves the Board's right to modify charges. Subject to Regulation 5 and Chapter II, settlement is available on filing a settlement application, remitting the prescribed settlement amount and complying with any non monetary terms within the stipulated period; failure to comply permits initiation or continuation of proceedings and restricts subsequent settlement applications to later stages of adjudication or judicial proceedings. Act-Rules SEBI Thu, 20 Dec 2018 11:59:09 +0530 https://www.taxtmi.com/acts?id=33241