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        SEBI

        Order U/s 11 of the Securities Contracts (Regulation) Act, 1956 Superseding the Board of Directors of the Uttar Pradesh Stock Exchange Association Ltd. - S.O. No.732(E) - SEBI/LE/12829/02 - SEBI

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        Supersession of Governing Board due to mismanagement and noncompliance, and appointment of Administrator to restore regulatory compliance. SEBI, under Section 11 of the SCRA, superseded the Governing Board of UPSE for one year from July 12, 2002 due to sustained mismanagement, interference by elected broker directors, persistence of unofficial carry-forward transactions, surveillance and software deficiencies, failure to operationalize the SGF and noncompliance with SEBI directives; an independent Administrator was appointed to exercise all powers and duties of the Governing Board to implement corrective measures and protect investor interests.
                    Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                      Provisions expressly mentioned in the judgment/order text.

                          Supersession of Governing Board due to mismanagement and noncompliance, and appointment of Administrator to restore regulatory compliance.

                          SEBI, under Section 11 of the SCRA, superseded the Governing Board of UPSE for one year from July 12, 2002 due to sustained mismanagement, interference by elected broker directors, persistence of unofficial carry-forward transactions, surveillance and software deficiencies, failure to operationalize the SGF and noncompliance with SEBI directives; an independent Administrator was appointed to exercise all powers and duties of the Governing Board to implement corrective measures and protect investor interests.


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