Securities and Exchange Board of India (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) (Second Amendment) Regulations, 2005 - S.O. No.779(E) - SEBI/LAD/DOP/41584/2005 - SEBI
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Enquiry Officer discretion expanded to allow documented time extensions and require enquiry report disclosure with show cause notices. Amendments formalise Enquiry Officer discretion to extend time limits for sufficient reasons recorded in writing, clarify that contraventions include specified regulations as amended, make certain submissions permissive rather than mandatory, require enclosure of the enquiry officer's report with show cause notices, convert some mandatory reply obligations into permissive ones, and direct the Chairman or Member to consider replies (including oral submissions) and pass orders expeditiously within an endeavour timeframe.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Enquiry Officer discretion expanded to allow documented time extensions and require enquiry report disclosure with show cause notices.
Amendments formalise Enquiry Officer discretion to extend time limits for sufficient reasons recorded in writing, clarify that contraventions include specified regulations as amended, make certain submissions permissive rather than mandatory, require enclosure of the enquiry officer's report with show cause notices, convert some mandatory reply obligations into permissive ones, and direct the Chairman or Member to consider replies (including oral submissions) and pass orders expeditiously within an endeavour timeframe.
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