Notification under sub-regulation (2) of regulation 1 of the Securities and Exchange Board of India (Self-Regulatory Organizations) Regulations, 2004. - LAD-NRO/GN/2012-13/28/5470 - SEBI
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Regulations commencement: SEBI SRO rules now apply to mutual fund and portfolio manager distributors, defining applicability. The notification appoints its date of issuance as the date on which the Securities and Exchange Board of India (Self Regulatory Organizations) Regulations, 2004 shall come into force in relation to distributors engaged by asset management companies of mutual funds and distributors engaged by portfolio managers, under the power of sub regulation (2) of regulation 1.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Regulations commencement: SEBI SRO rules now apply to mutual fund and portfolio manager distributors, defining applicability.
The notification appoints its date of issuance as the date on which the Securities and Exchange Board of India (Self Regulatory Organizations) Regulations, 2004 shall come into force in relation to distributors engaged by asset management companies of mutual funds and distributors engaged by portfolio managers, under the power of sub regulation (2) of regulation 1.
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