Portfolio manager registration requires a complete application, prescribed fees, and an opportunity to cure defects before rejection.

Portfolio manager registration requires an application in the specified form with the prescribed non-refundable application fee. The Board may request further information or clarification, and incomplete applications may be rejected only after the applicant receives at least thirty calendar days to remove indicated objections. Upon satisfaction of the applicable requirements and payment of the prescribed registration fee within thirty calendar days of intimation, the Board may grant a certificate of registration, valid unless suspended or cancelled.

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