Registration certificates may be conditional during pending proceedings, while existing intermediaries need only provide additional information for new activities. Grant of registration certificate depends on the Board being satisfied that the applicant fulfils applicable eligibility requirements. Registration may be ... Summary
Securities and Exchange Board of India (Intermediaries) Regulations, 2008
Registration certificates may be conditional during pending proceedings, while existing intermediaries need only provide additional information for new activities.
Grant of registration certificate depends on the Board being satisfied that the applicant fulfils applicable eligibility requirements. Registration may be conditional where pending proceedings could result in suspension or cancellation. An intermediary already certified and having filed Form A need not refile it when seeking a separate certificate for a new activity, but must furnish the additional information required for that activity.
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