Merchant banker code of conduct requires adherence to prescribed conduct obligations and responsibilities specified in Schedule III. Every merchant banker must abide by the Code of Conduct specified in Schedule III. This compliance is a general obligation and responsibility under ... Summary
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Merchant banker code of conduct requires adherence to prescribed conduct obligations and responsibilities specified in Schedule III.
Every merchant banker must abide by the Code of Conduct specified in Schedule III. This compliance is a general obligation and responsibility under Chapter III of the Securities and Exchange Board of India (Merchant Bankers) Regulations, 1992, and establishes adherence to the scheduled code as mandatory for merchant banker conduct.
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