Securities and Exchange Board of India (Certification of Specified Persons in the Securities Markets) Regulations, 2007 Chapter III POWERS AND FUNCTIONS OF NISM
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Securities-market certification standards govern eligibility, examinations and continuing education for specified persons engaged by intermediaries. NISM must establish and implement certification processes, procedures and policies for specified persons in the securities market. In consultation with ... Summary
Securities-market certification standards govern eligibility, examinations and continuing education for specified persons engaged by intermediaries.
NISM must establish and implement certification processes, procedures and policies for specified persons in the securities market. In consultation with the Board, it may prescribe standards for specified categories of persons associated with securities-market intermediaries. Compliance with examinations, continuing professional education and other prescribed qualifications may be required for employment, engagement or continued engagement by an intermediary.
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