Permanent intermediary registration remains conditional on regulatory compliance and may end through surrender, suspension, or cancellation. Certificate of registration for an intermediary remains permanently valid, subject to compliance with the Act, the Intermediaries Regulations and ... Summary
Permanent intermediary registration remains conditional on regulatory compliance and may end through surrender, suspension, or cancellation.
Certificate of registration for an intermediary remains permanently valid, subject to compliance with the Act, the Intermediaries Regulations and applicable relevant regulations. The certificate may cease to operate only if the intermediary surrenders it or it is suspended or cancelled under the regulatory framework.
Full Summary is available for active users!
Note: It is a system-generated summary and is for quick reference only.