Banker-to-issue registration requires organisational, financial, operational and integrity disclosures; certification remains effective unless suspended or cancelled.

Registration as a banker to an issue requires a completed application with supporting documents, complete answers, typed or printed responses, and original signatures. Applicants must disclose their organisational structure, management, infrastructure, financial position, disputes, relevant offence involvement and auditor details. They must also identify proposed or existing issue-related banking services, explain arrangements for handling and accounting for issue funds, and provide contracts, branch, experience and client information. Two authorised officials must certify the completeness and accuracy of disclosures. The certificate of registration remains valid unless suspended or cancelled.

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