Securities and Exchange Board of India (Research Analysts) Regulations, 2014 Chapter III MANAGEMENT OF CONFLICTS OF INTEREST AND DISCLOSURE REQUIREMENTS
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Dispute resolution: research analyst-client disputes must use mediation, conciliation or arbitration under Board procedure, as mandated. All claims, differences or disputes between a research analyst or research entity and its client arising out of or in relation to activities in the ... Summary
Dispute resolution: research analyst-client disputes must use mediation, conciliation or arbitration under Board procedure, as mandated.
All claims, differences or disputes between a research analyst or research entity and its client arising out of or in relation to activities in the securities market shall be submitted to a dispute resolution mechanism that includes mediation, conciliation and/or arbitration in accordance with the procedure specified by the Board.
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