AIF managers' compliance officer certification requirement: NISM Series-III-C mandatory by 1 Jan 2027; uncertified ineligible
SEBI investigation report disclosure to accused in securities prosecution, fair-trial Article 21 duties upheld; report must be shared
Simplified paperwork for duplicate securities certificates: higher ₹10 lakh threshold, lighter notarisation, and FIR/ads required above ₹1...
SEBI BSDA demat eligibility recalibrated: ZCZP bonds and delisted securities excluded; quarterly reassessment, consent-based regular accounts from 31 ...
Operational rules for debt securities and NCRPS public issues: application validation, UPI ASBA platforms, faster T+3 listing timeline
Private placement of listed debt securities at ₹10,000 denomination expanded to include zero-coupon instruments; eligibility rules updated.
Insider trading show-cause notices issued by DGM challenged for lack of authority and fairness; notices quashed
Half-yearly disclosure formats for listed securitised debt instruments: trustees must report asset pools, defaults, enhancements; effective March 31, ...
SEBI listing rules standardise terminology for registrars and share transfer agents across disclosure and compliance schedules
SEBI registration rules for share transfer agents and registrars: net worth, client contracts, recordkeeping, non-payment suspensions.
Adjudicating Officer's Rule 5(1) show cause valid; Section 15-I action needs no prior PIT Regulation 14 order
Regulator tightens MIIs governance under amended SECC and D&P Regulations, elevating ED, CRO, CTO and CISO oversight
SEBI widens REIT 2014 investor definitions, expanding institutional, QIB and strategic investor categories with higher eligibility thresholds
SEBI InvIT Regulations 2014 amended to broaden qualified institutional and strategic investor definitions, including large family trusts
Regulator further defers revamped mutual fund nomination framework Phase III implementation beyond 15 December 2025, date to follow
Revised KYC rules ease digital re-verification for NRI investors u/s 11(1) of SEBI Act, 1992
SEBI AIF Regulations, 2012: New norms for AI-only schemes, LVF relaxations, investor consent and reporting timelines
New circular reinforces investors' digital accessibility rights, WCAG AA compliance, audit duties and detailed platform-wise reporting timelines
SEBI updates service rules, replacing registered post with speed post with registration across key securities regulations, effective immediately
New SEBI takeover rules shift open offer share valuation to independent registered valuers under section 247 within nine months