Consolidated guidelines for registered Credit Rating Agencies (CRAs) - operations, obligations, inspections & code of conduct per SEBI norms.
New Rules for Stock Brokers: Fraud Prevention, Detection, and Whistle-Blower Policies Required by 2026.
SEBI extends deadline for stock brokers/DPs to submit audited accounts/net worth certificate from Sep 30 to Oct 31 for ease of business.
Master Circular consolidates debt securities issuance & listing norms. Supersedes previous circulars. Compliance mandatory for recognized entities.
SEBI Updates Rules: Issuers Can Offer Debt Securities at Rs. 10,000 Face Value via Private Placement for Retail Boost.
Electronic Dispatch of Securities Account Statements Mandated by August 2024; Physical Copies on Request.
New SEBI circular stresses transparent, fair access for all market participants. Charges must be accurate and uniform. Implementation by Oct 01, 2024.
SEBI Circular Promotes Financial Inclusion via Basic Services Demat Accounts (BSDA) with Simplified Charges and Free e-Statements.
New rules by SEBI: Crackdown on fraud and unfair trade practices in the securities market. Watch out for "mule accounts"! Effective from the Official ...
New SEBI Rules: Stock Brokers Must Boost Surveillance, Report Suspicious Activity, and Enhance Whistleblower Policies.
India's SEBI tightens rules for Foreign Portfolio Investors with new conditions on contributions and control. Exemptions for IFSC regulated entities.
Security Contracts: Govt specifies goods like cereals, spices, metals, and more for regulation. Big impact on sectors.
SEBI updates Insider Trading Regulations in 2024: 120-day restriction, trade execution rules, trading plan procedures.
New SEBI circular allows NRIs, OCIs, and RIs to invest in IFSC-based FPIs in India. Up to 100% contribution permitted.
Understanding Roles of Key Committees: Membership, Governance, IT, Compliance, Risk Management, and Investment Focus.
New SEBI rules for Clearing Corporations: Guidelines for Core SGF & Default Waterfall. Participants must comply with risk-based contributions.
New rules to prevent market manipulation! Pre-open trading for IPOs & relisted stocks now more secure & transparent. Stay informed & trade wisely!
Introducing a new auction system for fair pricing of listed Investment Companies and Investment Holding Companies.
Portfolio Managers Must Include Annexures in System Audits; SEBI Act Section 11(1) Enforces Compliance with Immediate Effect.
New rules for selling shares to employees through stock exchange: Employees now bid at previous day's price. Effective in 30 days.
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