Both review applications dismissed: factual findings by co-ordinate bench not reviewable; regulator's hyper-technical review denied
Disgorgement set aside for lead manager; Rs. 67 crore penalty found disproportionate, regulator directed to reassess and re-quantify
Exchange ordered to amend Annexure A to state exact end date of appellant's directorship to avoid misleading impression
False FIR, unauthorized trading, improper risk profiling and cash payments; failed to notify under Regulation 13(b); liable under Section 15HA
Appeal dismissed; broker breached duty, violated clause A(2) and Regulation 7; Section 15HB penalty upheld, no Section 15Z issue
Company and KMPs found to self-fund preferential allotment breaching s.77(2) and Regs 3, 4(1) PFUTP; liability limited to Rs3.42 crore
Appeal dismissed for LODR breaches under Regns 52, 52(2), 52(4), 54(2); misrepresentation and time-based fines upheld
Company allowed limited market access for preferential allotment; Rs50 Crore pre-issuance loan permitted; individual KMP bans apply
Inter-scheme transfers under Schedule-VII found lawful; ISTs met conditions, no private gain or regulatory contravention
Appeal partly allowed: produce investigatory materials, specified chats, trade logs; third-party chats withheld; call details allowed; no Section 65B ...
Appeal allowed; impugned order quashed as regulator failed to prove nexus or manipulative scheme; sale genuine - s.12A(a)-(c), Regs 3(a)-(d),4(1),4(2)...
Appellants ordered to refund 1,100 investors at 9% interest after land unusable from oil spillage and decades' delay
Appeal allowed: Secretary held ministerial, no primary managerial liability; section 15-I(3) limits penalty enhancement and account attachment critici...
Delay of 512 days not condoned where actual notice established by acknowledgment letter; appeal filing refused under PFUTP rules
Entity penalised for missing annual audits for FY21-22 and FY22-23, breaching Reg.25(3) and Reg.24(2); penalty under s.15EB/s.15J imposed
Regulator updates mutual fund rules to include REIT units, raise threshold to 97%, add REIT caps and wording changes
Regulator revises Schedule XIII anchor investor rules: allocations, minimum ₹5 crore, reservation and reallocation, effective 30 days
Trustees held primarily responsible under Section 15 of the Indian Trust Act; schemes remained unwound; reduced penalties for senior appellants
Regulator upholds finding of fraudulent GDR issuance, bars market access three years and imposes penalties under PFUTP rules
Securities regulator sets new derivatives index eligibility: min 14 constituents, weight caps, phased rebalancing by set deadlines
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