Placement memorandum filing rules enable faster AIF scheme launches while preserving manager and merchant banker disclosure accountability.
Merchant banker regulation consolidates registration, governance, capital, reporting, outsourcing and investor-protection requirements under an update...
Alternative remedies under stock-exchange bye-laws barred writ review of contractual shareholding and Demat-account disputes.
Securities transmission framework introduces QTP, streamlined succession documents, standardised forms and time-bound processing for uncontested death...
Specialized Investment Fund distribution now requires dedicated certification, while transitional recognition preserves existing qualified distributor...
ISIN-level promoter holding freeze governs buy-back periods while preserving tendering and pre-existing encumbrance invocation mechanisms.
Mandatory pre-cognizance hearing under BNSS applies to SEBI complaints where the special statute provides no inconsistent procedure.
Standing instructions for demat mutual fund SWP and STP will enable phased unit-based and amount-based automated transactions.
Alternative investment fund scheme filings now require prescribed documents, faster submission, comment compliance, and a first-scheme fee exemption.
Securities transfer and transmission procedures now follow SEBI specifications, while specified Schedule VII requirements are removed.
Public servant status under anti-corruption law extends to recognised stock exchange leadership; constitutional and sanction challenges do not succeed...
Mutual fund maturity rules require proper rollover, redemption, disclosure, and due diligence; investor gains cannot excuse regulatory breaches or pen...
Employee conflict disclosures and investment restrictions expand with new recusal duties, post-employment limits, and compliance reporting requirement...
Foreign venture capital investor fee rules revised for rupee-based amounts, earlier payment timing, and faster remittance obligations.
Intraday borrowing facility for mutual funds addresses liquidity mismatches, with end-of-day repayment and AMC bearing borrowing costs.
Municipal debt securities framework widened with ESG, pooled financing, electronic advertising and enhanced disclosure requirements.
Custodian fee structure shifts from annual to monthly payment, with revised billing and transition rules
FPI fee and registration regime revised with rupee-based amounts, new disclosure fields, and remittance timelines.
Intraday borrowing permitted for mutual funds to manage timing mismatches between scheme inflows and outflows, subject to SEBI conditions.
SEBI buy-back rules tightened with new limits, disclosure timelines, shareholder intimation and promoter freeze requirements.