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    December 2, 2020   Case LawsSEBI
    SEBI Tribunal Overturns Interim Order, Cites Lack of Urgency; Court Limits Precedent Use for Future Cases.
    December 2, 2020   Case LawsSEBI
    Expulsion from National Stock Exchange for Violating SEBI Regulations and Broker Code of Conduct, Clause 5, Schedule II.
    December 1, 2020   Case LawsSEBI
    SEBI Investigates Forward Trade Irregularities, Applies Piercing the Corporate Veil Doctrine in June 2011 Show Cause Notice.
    November 3, 2020   Case LawsSEBI
    Court Dismisses Writ Petition: Credit Rating Downgrade by Private Entity Not Addressable Under Article 12. Alternative Remedies Available.
    October 17, 2020   Case LawsSEBI
    SEBI Not Required to Provide Personal Hearing Under Regulation 29; No Special Circumstances Warrant Directive for Hearing.
    October 9, 2020   Case LawsSEBI
    IBC Sections 14 & 238 Override SEBI Act Section 28A, But SEBI Can Act on Fraud by Corporate Debtor's Executives.
    August 20, 2020   Case LawsSEBI
    Court Affirms Credit Ratings as Expert Opinions; Will Not Interfere Unless Found Unreasonable or Made in Bad Faith.
    August 6, 2020   Case LawsSEBI
    Company Violates Insider Trading Regulations by Not Closing Trading Window, Breaching Clause 4 and Regulation 9(1) of PIT 2015.
    May 27, 2020   Case LawsSEBI
    SEBI's Seven-Year Delay in Proceedings Not Grounds for Dismissal Due to Lack of Prejudice Caused.
    May 9, 2020   NotificationsSEBI
    SEBI Amends 2020 Payment of Fees Regulations to Streamline Fee Structure for Regulated Entities, Boosting Transparency and Efficiency.
    April 27, 2020   CircularsSEBI
    Margin Framework Update: Compliance Deadline Extended for Cash and Derivatives Segments, Commodity Derivatives Excluded.
    April 23, 2020   CircularsSEBI
    SEBI Reviews 2019 Circular on Mutual Funds in Light of COVID-19 Impact and RBI Moratorium Adjustments.
    April 23, 2020   CircularsSEBI
    SEBI Eases Regulation 24(i)(f) for Buy-back of Securities to Support Companies Amid COVID-19 Challenges.
    April 17, 2020   CircularsSEBI
    SEBI Eases LODR Compliance Rules Amid COVID-19: Deadline Extensions and Flexibility for Listed Entities.
    April 16, 2020   CircularsSEBI
    SEBI Extends Timelines for Depository Participants, RTAs, Issuers, KRAs, and Stock Brokers to Ease Compliance Challenges.
    April 13, 2020   CircularsSEBI
    SEBI Grants Temporary Extensions for Regulatory Submissions Due to Covid-19 Disruptions, Easing Compliance Burden on Entities.
    April 11, 2020   Case LawsSEBI
    Company Issues Unsecured Fully Convertible Debentures to Over 500 Members by Appointing Trustee, Complying with Section 71(5).
    April 7, 2020   NotificationsSEBI
    SEBI Updates Foreign Portfolio Investors Regulations 2020 to Boost Transparency, Efficiency, and Align with Global Standards.
    March 30, 2020   CircularsSEBI
    Deadline Extension for Stewardship Code Compliance for Mutual Funds and AIFs Due to COVID-19 Challenges.
    March 30, 2020   CircularsSEBI
    SEBI Offers Temporary Relief to Credit Rating Agencies Amid COVID-19 Challenges, Easing Compliance Burdens Under 1999 Regulations.
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    All› SEBI - Securities & Exchange Board of India › SEBI - Securities & Exchange Board of India - 2020
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    December 2, 2020   Case Laws SEBI
    SEBI Tribunal Overturns Interim Order, Cites Lack of Urgency; Court Limits Precedent Use for Future Cases.
    December 2, 2020   Case Laws SEBI
    Expulsion from National Stock Exchange for Violating SEBI Regulations and Broker Code of Conduct, Clause 5, Schedule II.
    December 1, 2020   Case Laws SEBI
    SEBI Investigates Forward Trade Irregularities, Applies Piercing the Corporate Veil Doctrine in June 2011 Show Cause Notice.
    November 3, 2020   Case Laws SEBI
    Court Dismisses Writ Petition: Credit Rating Downgrade by Private Entity Not Addressable Under Article 12. Alternative Remedies Available.
    October 17, 2020   Case Laws SEBI
    SEBI Not Required to Provide Personal Hearing Under Regulation 29; No Special Circumstances Warrant Directive for Hearing.
    October 9, 2020   Case Laws SEBI
    IBC Sections 14 & 238 Override SEBI Act Section 28A, But SEBI Can Act on Fraud by Corporate Debtor's Executives.
    August 20, 2020   Case Laws SEBI
    Court Affirms Credit Ratings as Expert Opinions; Will Not Interfere Unless Found Unreasonable or Made in Bad Faith.
    August 6, 2020   Case Laws SEBI
    Company Violates Insider Trading Regulations by Not Closing Trading Window, Breaching Clause 4 and Regulation 9(1) of PIT 2015.
    May 27, 2020   Case Laws SEBI
    SEBI's Seven-Year Delay in Proceedings Not Grounds for Dismissal Due to Lack of Prejudice Caused.
    May 9, 2020   Notifications SEBI
    SEBI Amends 2020 Payment of Fees Regulations to Streamline Fee Structure for Regulated Entities, Boosting Transparency and Efficiency.
    April 27, 2020   Circulars SEBI
    Margin Framework Update: Compliance Deadline Extended for Cash and Derivatives Segments, Commodity Derivatives Excluded.
    April 23, 2020   Circulars SEBI
    SEBI Reviews 2019 Circular on Mutual Funds in Light of COVID-19 Impact and RBI Moratorium Adjustments.
    April 23, 2020   Circulars SEBI
    SEBI Eases Regulation 24(i)(f) for Buy-back of Securities to Support Companies Amid COVID-19 Challenges.
    April 17, 2020   Circulars SEBI
    SEBI Eases LODR Compliance Rules Amid COVID-19: Deadline Extensions and Flexibility for Listed Entities.
    April 16, 2020   Circulars SEBI
    SEBI Extends Timelines for Depository Participants, RTAs, Issuers, KRAs, and Stock Brokers to Ease Compliance Challenges.
    April 13, 2020   Circulars SEBI
    SEBI Grants Temporary Extensions for Regulatory Submissions Due to Covid-19 Disruptions, Easing Compliance Burden on Entities.
    April 11, 2020   Case Laws SEBI
    Company Issues Unsecured Fully Convertible Debentures to Over 500 Members by Appointing Trustee, Complying with Section 71(5).
    April 7, 2020   Notifications SEBI
    SEBI Updates Foreign Portfolio Investors Regulations 2020 to Boost Transparency, Efficiency, and Align with Global Standards.
    March 30, 2020   Circulars SEBI
    Deadline Extension for Stewardship Code Compliance for Mutual Funds and AIFs Due to COVID-19 Challenges.
    March 30, 2020   Circulars SEBI
    SEBI Offers Temporary Relief to Credit Rating Agencies Amid COVID-19 Challenges, Easing Compliance Burdens Under 1999 Regulations.

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      SEBI

      Failure to close the trading window - the Noticee has violated...

      Company Violates Insider Trading Regulations by Not Closing Trading Window, Breaching Clause 4 and Regulation 9(1) of PIT 2015.

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      SEBIAugust 6, 2020Case LawsBoard
      Failure to close the trading window - the Noticee has violated the provision of Clause 4 of Minimum Standards for Code of Conduct to Regulate, Monitor and Report Trading by Insiders under Schedule B read with Regulation 9(1) of PIT Regulations, 2015. - Board
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