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    December 25, 2019   CircularsSEBI
    Stewardship Code Urges Mutual Funds and AIFs to Engage in Responsible Investment for Better Governance and Performance.
    December 22, 2019   NotificationsSEBI
    SEBI Amends 2019 Foreign Portfolio Investors Regulations to Simplify Registration, Eligibility, and Compliance for Easier Access.
    December 18, 2019   Case LawsSEBI
    SEBI Act Lacks Provisions for Recovery from Deceased Individuals' Legal Representatives, Halting Proceedings.
    December 12, 2019   Case LawsSEBI
    Director's 50-Day Tenure: Penalty Quashed for Limited Role in CIS Refund Default.
    December 7, 2019   NotificationsSEBI
    SEBI Introduces Fifth Amendment to 2019 Regulations for Enhanced Transparency and Compliance in Capital Issuance and Disclosure.
    December 5, 2019   Case LawsSEBI
    Day Trader Cleared: Lack of Evidence on Same-Day Trades for Fraudulent Practices Under PFUTP Leads to Acquittal.
    November 30, 2019   CircularsSEBI
    SEBI Issues New Norms for Debt ETFs and Index Funds to Boost Transparency and Investor Protection in Debt Market.
    November 30, 2019   CircularsSEBI
    SEBI Sets New Guidelines on Margin Collection Cut-Off Times to Boost Risk Management and Investor Protection.
    November 30, 2019   CircularsSEBI
    SEBI Framework Sets Guidelines for Issuing Depository Receipts, Ensures Compliance with International Standards and Investor Protection.
    November 30, 2019   CircularsSEBI
    SEBI allows Clearing Corporations to invest in Overnight Funds, expanding investment options for better fund management.
    November 28, 2019   CircularsSEBI
    SEBI Sets Guidelines for Preferential Issue and Institutional Placement by InvITs to Enhance Transparency and Protect Investors.
    November 28, 2019   CircularsSEBI
    SEBI Guidelines for REITs on Preferential and Institutional Placement of Units: Ensuring Transparency, Fairness, and Market Integrity.
    November 26, 2019   Case LawsSEBI
    Share Pledge Requires Disclosure: Appellants Violated Rules by Not Revealing 16.77% Shareholding Pledge for Financing.
    November 26, 2019   Case LawsSEBI
    Trader Manipulated Market by Inflating Share Prices Through Strategic Buy Orders, Engaging in Fraudulent Trading Practices.
    November 23, 2019   NotificationsSEBI
    SEBI Updates Certification Requirements for Associated Persons in Securities Markets to Boost Professionalism and Investor Confidence.
    November 20, 2019   CircularsSEBI
    New Rules for Margin Collection and Reporting by Trading and Clearing Members in Cash Segment to Ensure Market Integrity.
    November 5, 2019   CircularsSEBI
    Securities market entities can use e-KYC u/s 11A of the Prevention of Money Laundering Act for resident investors.
    October 25, 2019   Case LawsSEBI
    Penalty Reduced to Rs. 2,50,000 for Missing Audit Report in XBRL Due to Human Error.
    October 25, 2019   Case LawsSEBI
    Off-Market Share Transfers Raise Suspicions of Manipulation Due to Matching Quantities in Under a Minute.
    October 25, 2019   Case LawsSEBI
    Adjudicating Officer Exceeded Authority: Misinterpretation of SAT Order Leads to Unwarranted Maximum Penalty in Disclosure Case.
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    All› SEBI - Securities & Exchange Board of India › SEBI - Securities & Exchange Board of India - 2019
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    December 25, 2019   Circulars SEBI
    Stewardship Code Urges Mutual Funds and AIFs to Engage in Responsible Investment for Better Governance and Performance.
    December 22, 2019   Notifications SEBI
    SEBI Amends 2019 Foreign Portfolio Investors Regulations to Simplify Registration, Eligibility, and Compliance for Easier Access.
    December 18, 2019   Case Laws SEBI
    SEBI Act Lacks Provisions for Recovery from Deceased Individuals' Legal Representatives, Halting Proceedings.
    December 12, 2019   Case Laws SEBI
    Director's 50-Day Tenure: Penalty Quashed for Limited Role in CIS Refund Default.
    December 7, 2019   Notifications SEBI
    SEBI Introduces Fifth Amendment to 2019 Regulations for Enhanced Transparency and Compliance in Capital Issuance and Disclosure.
    December 5, 2019   Case Laws SEBI
    Day Trader Cleared: Lack of Evidence on Same-Day Trades for Fraudulent Practices Under PFUTP Leads to Acquittal.
    November 30, 2019   Circulars SEBI
    SEBI Issues New Norms for Debt ETFs and Index Funds to Boost Transparency and Investor Protection in Debt Market.
    November 30, 2019   Circulars SEBI
    SEBI Sets New Guidelines on Margin Collection Cut-Off Times to Boost Risk Management and Investor Protection.
    November 30, 2019   Circulars SEBI
    SEBI Framework Sets Guidelines for Issuing Depository Receipts, Ensures Compliance with International Standards and Investor Protection.
    November 30, 2019   Circulars SEBI
    SEBI allows Clearing Corporations to invest in Overnight Funds, expanding investment options for better fund management.
    November 28, 2019   Circulars SEBI
    SEBI Sets Guidelines for Preferential Issue and Institutional Placement by InvITs to Enhance Transparency and Protect Investors.
    November 28, 2019   Circulars SEBI
    SEBI Guidelines for REITs on Preferential and Institutional Placement of Units: Ensuring Transparency, Fairness, and Market Integrity.
    November 26, 2019   Case Laws SEBI
    Share Pledge Requires Disclosure: Appellants Violated Rules by Not Revealing 16.77% Shareholding Pledge for Financing.
    November 26, 2019   Case Laws SEBI
    Trader Manipulated Market by Inflating Share Prices Through Strategic Buy Orders, Engaging in Fraudulent Trading Practices.
    November 23, 2019   Notifications SEBI
    SEBI Updates Certification Requirements for Associated Persons in Securities Markets to Boost Professionalism and Investor Confidence.
    November 20, 2019   Circulars SEBI
    New Rules for Margin Collection and Reporting by Trading and Clearing Members in Cash Segment to Ensure Market Integrity.
    November 5, 2019   Circulars SEBI
    Securities market entities can use e-KYC u/s 11A of the Prevention of Money Laundering Act for resident investors.
    October 25, 2019   Case Laws SEBI
    Penalty Reduced to Rs. 2,50,000 for Missing Audit Report in XBRL Due to Human Error.
    October 25, 2019   Case Laws SEBI
    Off-Market Share Transfers Raise Suspicions of Manipulation Due to Matching Quantities in Under a Minute.
    October 25, 2019   Case Laws SEBI
    Adjudicating Officer Exceeded Authority: Misinterpretation of SAT Order Leads to Unwarranted Maximum Penalty in Disclosure Case.

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      SEBI

      SEBI Act and its Regulations does not contain any provision to...

      SEBI Act Lacks Provisions for Recovery from Deceased Individuals' Legal Representatives, Halting Proceedings.

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      SEBIDecember 18, 2019Case LawsAT
      SEBI Act and its Regulations does not contain any provision to continue recovery proceedings against the legal representative of the deceased. So long as there is no separate machinery to proceed against the legal representative, the cause of action comes to an end and recovery proceedings could no longer continue.
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