RTA regulation: master circular consolidates registration, recordkeeping, dematerialisation and enhanced cyber and BCP requirements. The Master Circular consolidates SEBI directions for RTAs: it mandates online registration/filing via the SEBI Intermediary Portal, prescribes recordkeeping for eight years, appointment of a Compliance Officer, standardized agreements with issuers, uniform PAN/KYC and investor service request norms, dematerialisation-first processing and Suspense Escrow Demat Account procedures, and enhanced governance, BCP/DR, cyber-security and reporting obligations for QRTAs, while rescinding earlier circulars as applicable and preserving actions taken under them.
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Provisions expressly mentioned in the judgment/order text.
RTA regulation: master circular consolidates registration, recordkeeping, dematerialisation and enhanced cyber and BCP requirements.
The Master Circular consolidates SEBI directions for RTAs: it mandates online registration/filing via the SEBI Intermediary Portal, prescribes recordkeeping for eight years, appointment of a Compliance Officer, standardized agreements with issuers, uniform PAN/KYC and investor service request norms, dematerialisation-first processing and Suspense Escrow Demat Account procedures, and enhanced governance, BCP/DR, cyber-security and reporting obligations for QRTAs, while rescinding earlier circulars as applicable and preserving actions taken under them.
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