Investor Charter disclosure obligations require advisers to publish the charter and monthly complaint data, with immediate effect. SEBI updates the Investor Charter for Investment Advisers, rescinds the prior 2021 circular and amends the Master Circular, effective immediately. Advisers must publish the Charter (Annexure A) on websites, apps and offices, provide copies at onboarding, disclose registration and complaint status, and report monthly complaint data in the Annexure B format by the 7th of the succeeding month. Requirements include written agreements with fee and conflict disclosures, unbiased risk profiling, record keeping, disclosure of AI usage, and prescribed grievance redressal pathways via SCORES 2.0, IAASB review and SMARTODR.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Investor Charter disclosure obligations require advisers to publish the charter and monthly complaint data, with immediate effect.
SEBI updates the Investor Charter for Investment Advisers, rescinds the prior 2021 circular and amends the Master Circular, effective immediately. Advisers must publish the Charter (Annexure A) on websites, apps and offices, provide copies at onboarding, disclose registration and complaint status, and report monthly complaint data in the Annexure B format by the 7th of the succeeding month. Requirements include written agreements with fee and conflict disclosures, unbiased risk profiling, record keeping, disclosure of AI usage, and prescribed grievance redressal pathways via SCORES 2.0, IAASB review and SMARTODR.
Full Summary is available for active users!
Note: It is a system-generated summary and is for quick reference only.