Client confidentiality: brokers may share client information only with express client permission, otherwise disclosure limited to legal requirements. Members must keep client registration details and other client information confidential and not disclose them except as required by law. Brokers may share such client details with parties beyond legal requirements only with the express permission of the client. The prior requirement to give intimation to the regulator has been removed and members are directed to implement this amended clause in the member-client agreement.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Client confidentiality: brokers may share client information only with express client permission, otherwise disclosure limited to legal requirements.
Members must keep client registration details and other client information confidential and not disclose them except as required by law. Brokers may share such client details with parties beyond legal requirements only with the express permission of the client. The prior requirement to give intimation to the regulator has been removed and members are directed to implement this amended clause in the member-client agreement.
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