Unique Identification Number requirement mandates quoting UIN with registration on all transactions, filings and correspondence. Specified intermediaries and their related persons must obtain and use a Unique Identification Number (UIN) from the MAPIN database; the UIN shall replace the Unique Client Code for secondary market transactions where applicable and must be quoted along with the SEBI registration number on all transactions, correspondence, documents and reports. Stock exchanges and depositories must amend bye-laws, notify members and depository participants, disseminate the requirement on websites, and report implementation status to SEBI.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Unique Identification Number requirement mandates quoting UIN with registration on all transactions, filings and correspondence.
Specified intermediaries and their related persons must obtain and use a Unique Identification Number (UIN) from the MAPIN database; the UIN shall replace the Unique Client Code for secondary market transactions where applicable and must be quoted along with the SEBI registration number on all transactions, correspondence, documents and reports. Stock exchanges and depositories must amend bye-laws, notify members and depository participants, disseminate the requirement on websites, and report implementation status to SEBI.
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