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        Case ID :
        SEBI

        Extension in time for compliance with Regulation 16(8) of SEBI (Portfolio Managers) Regulations, 1993

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        Portfolio managers granted three-month extension to segregate clients' listed securities and submit compliance report to SEBI. SEBI permitted portfolio managers an additional three months to segregate clients' listed securities previously held in the manager's own name and required portfolio managers to furnish a compliance report to SEBI within one week after the extended deadline; continued non compliance may attract penal action under the SEBI Act and related regulations.
                        Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                          Provisions expressly mentioned in the judgment/order text.

                              Portfolio managers granted three-month extension to segregate clients' listed securities and submit compliance report to SEBI.

                              SEBI permitted portfolio managers an additional three months to segregate clients' listed securities previously held in the manager's own name and required portfolio managers to furnish a compliance report to SEBI within one week after the extended deadline; continued non compliance may attract penal action under the SEBI Act and related regulations.


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