Just a moment...
Press 'Enter' to add multiple search terms. Rules for Better Search
No Folders have been created
Are you sure you want to delete "My most important" ?
NOTE:
Don't have an account? Register Here
<h1>SEBI Circular Mandates Annual Inspections and Info Sharing for Enhanced Supervision of Stock and Clearing Members.</h1> The circular issued by SEBI on December 7, 2012, addresses the oversight of stock brokers, trading members, and clearing members of stock exchanges and clearing corporations. It modifies previous provisions to require stock exchanges and clearing corporations to develop a policy for annual inspections of their members, considering risks to investors and the market. Additionally, it mandates information sharing among exchanges for members with multiple memberships to enhance supervision. The circular maintains other provisions from a previous SEBI circular and is issued under the authority of the SEBI Act to protect investor interests and regulate the securities market.