Insider trading disclosures: companies must publish fair disclosure and conduct codes and confirm them to exchanges. Companies must adopt and publish a Code of Practices for fair disclosure of Unpublished Price Sensitive Information (UPSI) and a Code of Conduct, confirm both to stock exchanges immediately, maintain disclosure formats under regulation 6 in physical or electronic form, and deal only with intermediaries who have compliant codes; stock exchanges must implement systems, amend bye-laws, and disseminate these requirements.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Insider trading disclosures: companies must publish fair disclosure and conduct codes and confirm them to exchanges.
Companies must adopt and publish a Code of Practices for fair disclosure of Unpublished Price Sensitive Information (UPSI) and a Code of Conduct, confirm both to stock exchanges immediately, maintain disclosure formats under regulation 6 in physical or electronic form, and deal only with intermediaries who have compliant codes; stock exchanges must implement systems, amend bye-laws, and disseminate these requirements.
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