Demat account rules: SEBI's master circular consolidates KYC, DIS, BSDA, transmission and depository governance requirements. Consolidates SEBI circulars up to March 31, 2014 governing depositories, DPs and BO accounts: prescribes KYC (PAN as primary identifier with specified PoI/PoA and exemptions), mandatory Rights and Obligations document, BSDA eligibility and charge limits, DIS standardization/monitoring/scanning and investor safeguards, timelines and simplified documentation for transmission and dematerialisation, DP inspection and risk based categorisation, IT governance and BCP requirements, disclosure and grievance procedures, and adoption/assessment against CPSS IOSCO PFMIs.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Consolidates SEBI circulars up to March 31, 2014 governing depositories, DPs and BO accounts: prescribes KYC (PAN as primary identifier with specified PoI/PoA and exemptions), mandatory Rights and Obligations document, BSDA eligibility and charge limits, DIS standardization/monitoring/scanning and investor safeguards, timelines and simplified documentation for transmission and dematerialisation, DP inspection and risk based categorisation, IT governance and BCP requirements, disclosure and grievance procedures, and adoption/assessment against CPSS IOSCO PFMIs.
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