Consolidation of stock exchange circulars centralizes compliance for trading, settlement, risk management and technology obligations. Compilation consolidates regulatory circulars and directions into a single Master Circular for stock exchanges, superseding the prior compilation and centralizing compliance obligations. It is organized into chapters addressing trading; trading software and technology; settlement; comprehensive risk management for cash and debt segments; exchange traded derivatives; administration of exchanges; and connectivity with depositories and settlement eligibility.
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Provisions expressly mentioned in the judgment/order text.
Consolidation of stock exchange circulars centralizes compliance for trading, settlement, risk management and technology obligations.
Compilation consolidates regulatory circulars and directions into a single Master Circular for stock exchanges, superseding the prior compilation and centralizing compliance obligations. It is organized into chapters addressing trading; trading software and technology; settlement; comprehensive risk management for cash and debt segments; exchange traded derivatives; administration of exchanges; and connectivity with depositories and settlement eligibility.
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