TaxTMI Login
Just a moment...
Press 'Enter' to add multiple search terms. Rules for Better Search
of 
of 
No Folders have been created
Are you sure you want to delete "My most important" ?
NOTE:
of of 
All Circulars
of of All Circulars
Note
Bookmark
Share
Don't have an account? Register Here
of <h1>SEBI Updates Guidelines for Underwriters: Regulatory Compliance, Reporting, and Confidentiality Emphasized.</h1> The circular issued by the Securities and Exchange Board of India (SEBI) consolidates guidelines for underwriters registered with SEBI. It compiles applicable circulars up to March 31, 2018, and updates references to repealed statutes. In case of inconsistencies, specific circulars take precedence. The document covers regulatory compliance, periodic reporting, grievance redressal, and general obligations. It mandates underwriters to maintain designated communication channels with SEBI, report structural changes semi-annually, and follow a single-window procedure for change in control approvals. It also outlines digital payment processes and emphasizes the importance of confidentiality and conflict of interest management.
TaxTMI 
TaxTMI 
