Advance approval of prospectuses enables Registrar pre filing scrutiny of draft prospectuses to promote compliance before registration. Registrars are directed to permit informal pre filing scrutiny of prospectus drafts to allow an advance approval style review before formal delivery for registration; offices are presumed to have implemented the arrangement agreed at the Fifth Conference, and any Registrar not yet applying the arrangement is advised to do so without delay.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Advance approval of prospectuses enables Registrar pre filing scrutiny of draft prospectuses to promote compliance before registration.
Registrars are directed to permit informal pre filing scrutiny of prospectus drafts to allow an advance approval style review before formal delivery for registration; offices are presumed to have implemented the arrangement agreed at the Fifth Conference, and any Registrar not yet applying the arrangement is advised to do so without delay.
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