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Issues: (i) whether, in deciding the plea of sanction under Section 197 of the Code of Criminal Procedure, 1973, the accused public servants could place relevant documentary material before the Magistrate at the threshold; (ii) whether the acts alleged against the respondents were prima facie committed in the discharge or purported discharge of official duty so as to attract the bar of sanction.
Issue (i): whether, in deciding the plea of sanction under Section 197 of the Code of Criminal Procedure, 1973, the accused public servants could place relevant documentary material before the Magistrate at the threshold.
Analysis: The requirement of previous sanction under Section 197 is a jurisdictional bar and is distinct from the ordinary scheme of trial on merits. When the plea is that the court lacks power to take cognizance without sanction, the accused is not confined to the bare averments in the complaint. Relevant documents that are legally admissible without formal proof may be considered for deciding whether the statutory protection is attracted. This is different from leading defence evidence on the merits of the prosecution case under the trial scheme.
Conclusion: The accused could rely on relevant documentary material at the threshold for the limited purpose of establishing the applicability of Section 197 of the Code of Criminal Procedure, 1973.
Issue (ii): whether the acts alleged against the respondents were prima facie committed in the discharge or purported discharge of official duty so as to attract the bar of sanction.
Analysis: The materials on record indicated that the respondents, being senior public officials, had intervened at the site in connection with removal of an encroachment, a situation involving public order and official responsibility. On the complainant's own evidence and the surrounding circumstances, the actions complained of were capable of being viewed as acts done in the course of, or at least in purported exercise of, official functions. At this stage, the Court was not required to determine the merits of the allegations or whether excess was committed; those matters would arise after sanction, if required, and in the course of trial.
Conclusion: A prima facie case for sanction under Section 197 of the Code of Criminal Procedure, 1973 was made out.
Final Conclusion: The challenge to the High Court's interference failed, and the criminal proceedings could not proceed without first addressing the sanction requirement, while leaving the merits of the allegations open for trial.
Ratio Decidendi: In determining a plea of sanction under Section 197 of the Code of Criminal Procedure, 1973, the court may consider relevant admissible materials produced by the accused at the threshold, and if the alleged acts are prima facie connected with official duty or purported official duty, the bar of sanction applies.